U.S.-EU Declaration on Responsibility in Arms Exports


18 December 2000

(Issued at U.S.-EU Summit in Washington December 18, 2000) 

The United States and the European Union (EU) have affirmed their commitment to work together to encourage all arms exporting countries
to adopt the principles of responsibility, transparency and restraint that they apply to their own arms export programs.

The U.S. and EU issued a declaration on "The Responsibilities of States and on Transparency Regarding Arms Exports" during their Summit
in Washington December 18.
While affirming the right of states to acquire "the means of self-defense, consistent with the UN Charter," the declaration
outlines several areas of concern, including:

- exports of military equipment "when there is reason to believe that it will be used for internal repression or violation of
internationally recognized human rights and fundamental freedoms";

- arms transfers that could contribute to or result in "excessive or destabilizing arms accumulations, regional instability, armed
aggression, the precipitation, escalation or aggravation of internal or interstate conflicts;

- proliferation of weapons of mass destruction and missiles capable of delivering them; and

- international terrorism.

Following is the text of the U.S.-EU declaration:

(begin text)

DECLARATION BY THE UNITED STATES AND THE EUROPEAN UNION ON THE
RESPONSIBILITIES OF STATES AND ON TRANSPARENCY REGARDING ARMS EXPORTS

[Issued at the U.S.-EU Summit, Washington, D.C., December 18, 2000]

The United States and the European Union share a common vision on the question of arms export controls. That is why we have decided to work
jointly to encourage all arms exporting countries to adopt the principles and degree of transparency which we apply to our own
exports. We are agreed that we have special responsibilities in this respect. Accordingly, together we will pursue the promotion of these
principles with rigor and seriousness of purpose. 
The European Union expressed, very early on, its determination to promote common high-level standards in this field with the adoption in
1991 and 1992 by the Luxembourg and Lisbon European Councils of the first set of common criteria for arms exports. The adoption in 1998 of
the EU Code of Conduct for arms exports was a new step forward as it introduced a mechanism for notifications and consultations, the only
one of its kind. Since its entry into force in June 1998, the Code of Conduct has helped to increase significantly the level of transparency
in arms exports and to promote convergence of the national arms export policies implemented by Member States. The European Union encourages
other countries to adhere to the principles of the Code of Conduct and welcomes the fact that 17 countries have declared they would apply
these principles to their own export decisions.
The United States, for its part, maintains comprehensive national arms export control policies, including registration of manufacturers and
exporters of defense articles and services subject to U.S. jurisdiction, wide-ranging controls on exports of defense services,
manufacturing licenses, technical assistance and brokering transactions, rigorous case-by-case review of applications or other
requests for approval, requirements for U.S. government consent for retransfers of U.S. origin defense articles and services, and
effective enforcement measures including a vigorous program of pre- and post-shipment monitoring of U.S. arms transfers. The United States
has also supported efforts to strengthen international and multilateral controls involving greater responsibility, transparency
and restraint. The United States has welcomed and expressed its strong support for the principles embodied in the EU Code of Conduct for Arms
Exports, which are consistent with the U.S. arms transfer policy criteria. In furtherance of these policies and efforts, the United
States has recently proposed the development and negotiation of an "international arms sales code of conduct" as a means of promoting
principles and practices of responsibility, transparency and restraint on a wider international scale.

In deciding to collaborate in the promotion of these principles regarding arms exports, the United States and the European Union
reaffirm the right of States to acquire the means of self-defense, consistent with the UN Charter.
Implementation of stringent and responsible controls by exporting States is a sine qua non for the acceptable conduct of arms exports.
The efficiency of such controls is enhanced by a close dialogue between the licensing authorities and the exporting companies.

We reaffirm the fundamental importance we attach to the promotion of democracy and the respect for human rights. For this reason, we deem
it crucial to avoid export of military equipment when there is reason to believe that it will be used for internal repression or violation
of internationally recognized human rights and fundamental freedoms.

We also stress that arms transfers should not contribute to or result in excessive or destabilizing arms accumulations, regional
instability, armed aggression, the precipitation, escalation or aggravation of internal or interstate conflicts, proliferation of
weapons of mass destruction and missiles capable of delivering them, international terrorism, or in arms diversion. We reiterate the
fundamental importance of respect, by all countries, of international commitments, in particular arms embargoes imposed by the United
Nations Security Council and other competent international bodies.

Illicit trafficking and diversion of military equipment are also serious concerns. We will continue to exercise particular vigilance
with regard to exports of small arms and light weapons. We adopted a joint declaration on "Common Principles on Small Arms and Light
Weapons" on December 17, 1999, which encompasses these standards. We support the Moratorium and the Code of Conduct adopted by
 ECOWAS in 1999 and assert our intention to respect the Moratorium's principles when examining export applications at the national level.

In this context, the United States and the European Union have decided to act jointly to encourage all arms exporting countries to submit
their export decisions to rigorous criteria and to greater transparency. In particular, we commit ourselves to promoting the
highest possible standards of conduct and enhanced export control practices based on our shared principles of responsibility,
transparency and restraint, including:

-- implementation of stringent national controls over exports of arms and military equipment, and of related technologies;

-- authorization of exports of arms and military equipment, and of related technologies only after an in-depth review of the internal
situation of the buyer country and of the regional context in order to assure that such exports are not likely to create or heighten internal
tensions or conflicts, to be used for the violation of human rights, to threaten peace and regional stability, or be diverted or
re-exported in undesirable conditions; and

-- promotion of transparency by regularly circulating public information at the national level on authorized arms transfers and
supporting expanded transparency regarding arms exports in the competent international fora, including the United Nations Register of
Conventional Arms, the OSCE and the Wassenaar Arrangement.

The United States and the European Union affirm their commitment to work together to promote the aforementioned principles and enhanced
export control practices.

(end text)

(Distributed by the Office of International Information Programs, U.S.
Department of State. Web site: http://usinfo.state.gov )

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