[Appendix, Budget of the United States Government, Fiscal Year 1998]
[Page 345-351]
RESEARCH, DEVELOPMENT, TEST, AND EVALUATION
Appropriations in this title support modernization through basic and
applied research, fabrication of technology-demonstration devices, and
development and testing of prototypes and full-scale preproduction
hardware. This work is performed by contractors, government laboratories
and facilities, universities and nonprofit organizations. Research and
development programs are funded to cover annual needs.
The budget plan for each appropriation is shown as a separate table
immediately following the program and financing schedules for that
appropriation. Funds for each fiscal year are available for obligation
for a two-year period beginning on the first day of that fiscal year.
The 1998 budget provides for major technology and development
efforts. These include science and technology programs emphasizing dual-
use technologies, stealth technologies, ballistic missile defense, the
Army Digitization Program, the Crusader Artillery System, advanced anti-
tank weapons, the RAH-66 Commanche Helicopter, the F-22 Advanced
Tactical Fighter, the F/A-18 E/F improved multirole fighter aircraft,
the Joint Strike Fighter program, development of a new attack submarine,
the V-22 tiltrotor aircraft, the Evolved Expendable Launch Vehicle
program, and a new space-based warning system.
The Department will continue to emphasize technology efforts that
ensure that the Nation will maintain a technological advantage over
potential adversaries. Advanced Concept Technology Demonstrations will
receive particular emphasis. Development and evaluation of technologies
will be pursued through prototyping with further development and
production based on identifiable threats and maturity of the technology.
<F-dash>
Federal Funds
General and special funds:
Research, Development, Test, and Evaluation, Army
For expenses necessary for basic and applied scientific research,
development, test and evaluation, including maintenance, rehabilitation,
lease, and operation of facilities and equipment; [$5,062,763,000]
$4,510,843,000, to remain available for obligation until September 30,
[1998] 1999.
Further, for the foregoing purposes, $4,496,724,000, to become
available on October 1, 1998 and remain available until September 30,
2000. (10 U.S.C. 2353; Department of Defense Appropriations Act, 1997.)
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 21-2040-0-1-999 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
Direct program:
00.01 Basic research.................. 180 172 198 210
00.02 Applied research................ 489 517 487 492
00.03 Advanced technology development. 492 736 431 431
00.04 Demonstration/validation........ 448 489 501 452
00.05 Engineering and manufacturing
development................... 1,072 1,137 1,109 1,160
00.06 Management support.............. 2,074 1,039 1,133 1,110
00.07 Operational system development.. 676 768 668 645
------------ -------------- ------------ -------------
00.91 Total direct program.......... 5,431 4,859 4,527 4,500
01.01 Reimbursable program.............. 1,593 1,374 1,439 1,383
------------ -------------- ------------ -------------
10.00 Total obligations............... 7,024 6,233 5,966 5,883
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
Unobligated balance available,
start of year:
Uninvested balance:
21.40 For completion of prior year
budget plans................ 364 242 314 297
21.40 Available to finance new
budget plans................ 9
------------ -------------- ------------ -------------
21.99 Total unobligated balance,
start of year............... 373 242 314 297
22.00 New budget authority (gross)...... 6,253 6,282 5,950 5,880
22.10 Resources available from
recoveries of prior year
obligations..................... 642
22.21 Unobligated balance transferred to
other accounts.................. -1
22.22 Unobligated balance transferred
from other accounts............. 24
22.30 Unobligated balance expiring...... -2
------------ -------------- ------------ -------------
[[Page 346]]
23.90 Total budgetary resources
available for obligation...... 7,266 6,547 6,264 6,177
23.95 New obligations................... -7,024 -6,233 -5,966 -5,883
24.40 Unobligated balance available, end
of year: For completion of prior
year budget plans............... 242 314 297 294
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 4,713 4,962 4,511
40.75 Reduction pursuant to P.L. 104-
208........................... -11
41.00 Transferred to other DoD
accounts...................... -27 -20
42.00 Transferred from Executive
Office of the President....... 12
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 4,699 4,931 4,511
Permanent:
65.00 Advance appropriation (definite) 4,497
Spending authority from
offsetting collections:
68.00 Offsetting collections (cash). 1,451 1,351 1,439 1,383
68.10 Change in orders on hand from
Federal sources............. 93
68.15 Adjustment to orders on hand
from Federal sources........ 10
------------ -------------- ------------ -------------
68.90 Spending authority from
offsetting collections
(total)................... 1,555 1,351 1,439 1,383
------------ -------------- ------------ -------------
70.00 Total new budget authority
(gross)....................... 6,253 6,282 5,950 5,880
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40 Obligated balance: Appropriation 2,927 2,784 2,585 2,471
72.95 Orders on hand from Federal
sources....................... 488 581 581 581
------------ -------------- ------------ -------------
72.99 Total unpaid obligations,
start of year............... 3,415 3,365 3,166 3,052
73.10 New obligations................... 7,024 6,233 5,966 5,883
73.20 Total outlays (gross)............. -6,376 -6,432 -6,080 -5,893
73.40 Adjustments in expired accounts... -55
73.45 Adjustments in unexpired accounts. -642
Unpaid obligations, end of year:
74.40 Obligated balance: Appropriation 2,784 2,585 2,471 2,462
74.95 Orders on hand from Federal
sources....................... 581 581 581 581
------------ -------------- ------------ -------------
74.99 Total unpaid obligations, end
of year..................... 3,365 3,166 3,052 3,043
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 2,840 2,860 2,616
86.93 Outlays from current balances..... 2,085 2,221 2,025 1,902
86.97 Outlays from new permanent
authority....................... 1,451 1,351 1,439 3,991
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 6,376 6,432 6,080 5,893
--------------------------------------------------------------------------------------------------
Offsets:
Against gross budget authority and
outlays:
Offsetting collections (cash)
from:
88.00 Federal sources............... -1,433 -1,337 -1,424 -1,369
88.40 Non-Federal sources........... -18 -14 -15 -14
------------ -------------- ------------ -------------
88.90 Total, offsetting
collections (cash)........ -1,451 -1,351 -1,439 -1,383
88.95 Change in orders on hand from
Federal sources................. -93
88.96 Adjustment to orders on hand from
Federal sources................. -10
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 4,699 4,931 4,511 4,497
90.00 Outlays........................... 4,925 5,081 4,641 4,509
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 21-2040-0-1-999 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
0701 Basic research.................... 182 179 199 210
0702 Applied research.................. 451 552 463 494
0703 Advanced technology development... 580 678 418 432
0704 Demonstration/validation.......... 454 558 523 446
0705 Engineering manufacturing
development..................... 1,125 1,141 1,107 1,163
0706 Management support................ 1,235 1,072 1,137 1,108
0707 Operational system development.... 731 751 663 644
------------ -------------- ------------ -------------
0791 Total direct.................... 4,757 4,931 4,511 4,497
0801 Reimbursable...................... 1,548 1,351 1,439 1,383
------------ -------------- ------------ -------------
0893 Total budget plan................. 6,305 6,282 5,950 5,880
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 21-2040-0-1-999 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct obligations:
Personnel compensation:
11.1 Full-time permanent........... 614 532 503 501
11.3 Other than full-time permanent 25 127 124 123
11.5 Other personnel compensation.. 39 33 32 31
------------ -------------- ------------ -------------
11.9 Total personnel compensation 679 691 658 655
12.1 Civilian personnel benefits..... 138 150 145 144
13.0 Benefits for former personnel... 20 14 7 6
21.0 Travel and transportation of
persons....................... 65 49 54 51
22.0 Transportation of things........ 9 6 7 7
23.3 Communications, utilities, and
miscellaneous charges......... 37 28 30 29
24.0 Printing and reproduction....... 2 2 2 2
25.1 Advisory and assistance services 107 136 129 126
25.2 Other services.................. 3,969 3,476 3,162 3,162
26.0 Supplies and materials.......... 125 94 103 98
31.0 Equipment....................... 70 53 57 55
32.0 Land and structures............. 2 2 2 2
41.0 Grants, subsidies, and
contributions................. 208 157 171 164
------------ -------------- ------------ -------------
99.0 Subtotal, direct obligations.. 5,431 4,859 4,527 4,500
99.0 Reimbursable obligations.......... 1,593 1,374 1,439 1,383
99.5 Below reporting threshold......... -2 -2
------------ -------------- ------------ -------------
99.9 Total obligations............... 7,024 6,233 5,966 5,883
-----------------------------------------------------------------------------------------------
Personnel Summary
-----------------------------------------------------------------------------------------------
Identification code 21-2040-0-1-999 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
Total compensable workyears:
1001 Full-time equivalent employment. 14,272 14,546 13,698 13,331
1005 Full-time equivalent of overtime
and holiday hours............. 226 351 340 318
Reimbursable:
Total compensable workyears:
2001 Full-time equivalent employment. 9,669 10,029 9,976 8,847
2005 Full-time equivalent of overtime
and holiday hours............. 226 350 340 317
-----------------------------------------------------------------------------------------------
<F-dash>
Research, Development, Test, and Evaluation, Navy
For expenses necessary for basic and applied scientific research,
development, test and evaluation, including maintenance, rehabilitation,
lease, and operation of facilities and equipment; [$8,208,946,000]
$7,611,022,000, to remain available for obligation until September 30,
[1998] 1999. Further, for the foregoing purposes, $7,756,314,000 to
become available on October 1, 1998 and remain available until September
30, 2000: Provided, That funds appropriated in this paragraph which are
available for the V-22 may be used to meet unique requirements of the
Special Operations Forces. (10 U.S.C. 174, 2352-54, 7522; Department of
Defense Appropriations Act, 1997.)
[[Page 347]]
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 17-1319-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
Direct program:
00.01 Basic research.................. 377 338 380 399
00.02 Applied research................ 517 575 493 536
00.03 Advanced technology development. 455 547 437 468
00.04 Demonstration/validation........ 1,718 1,905 2,123 2,228
00.05 Engineering and manufacturing
development................... 2,350 2,134 2,089 2,036
00.06 Management support.............. 745 528 592 612
00.07 Operational system development.. 2,265 1,957 1,511 1,469
------------ -------------- ------------ -------------
00.91 Total direct program.......... 8,426 7,984 7,626 7,748
01.01 Reimbursable program.............. 130 125 125 125
------------ -------------- ------------ -------------
10.00 Total obligations............... 8,556 8,109 7,751 7,873
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
Unobligated balance available,
start of year:
Uninvested balance:
21.40 For completion of prior year
budget plans................ 569 605 479 464
21.40 Available to finance new
budget plans................ 12 4
------------ -------------- ------------ -------------
21.99 Total unobligated balance,
start of year............... 580 610 479 464
22.00 New budget authority (gross)...... 8,568 7,973 7,736 7,881
22.10 Resources available from
recoveries of prior year
obligations..................... 19
22.21 Unobligated balance transferred to
other accounts.................. -1
22.22 Unobligated balance transferred
from other accounts............. 2 5
22.30 Unobligated balance expiring...... -3
------------ -------------- ------------ -------------
23.90 Total budgetary resources
available for obligation...... 9,166 8,588 8,215 8,345
23.95 New obligations................... -8,556 -8,109 -7,751 -7,873
Unobligated balance available, end
of year:
Uninvested balance:
24.40 For completion of prior year
budget plans................ 605 479 464 473
24.40 Available to finance
subsequent year budget plans 4
------------ -------------- ------------ -------------
24.99 Total unobligated balance, end
of year....................... 610 479 464 473
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 8,509 8,045 7,611
40.36 Unobligated balance rescinded... -4
40.75 Reduction pursuant to P.L. 104-
208........................... -25
41.00 Transferred to other DoD
accounts...................... -96 -164
42.00 Transferred from other accounts. 30
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 8,443 7,851 7,611
Permanent:
65.00 Advance appropriation (definite) 7,756
Spending authority from
offsetting collections:
68.00 Offsetting collections (cash). 97 122 125 125
68.10 Change in orders on hand from
Federal sources............. 19
68.15 Adjustment to orders on hand
from Federal sources........ 9
------------ -------------- ------------ -------------
68.90 Spending authority from
offsetting collections
(total)................... 124 122 125 125
------------ -------------- ------------ -------------
70.00 Total new budget authority
(gross)....................... 8,568 7,973 7,736 7,881
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40 Obligated balance: Appropriation 5,013 4,152 4,348 4,736
72.95 Orders on hand from Federal
sources....................... 143 162 162 162
------------ -------------- ------------ -------------
72.99 Total unpaid obligations,
start of year............... 5,155 4,313 4,509 4,898
73.10 New obligations................... 8,556 8,109 7,751 7,873
73.20 Total outlays (gross)............. -9,501 -7,913 -7,363 -7,717
73.40 Adjustments in expired accounts... 122
73.45 Adjustments in unexpired accounts. -19
Unpaid obligations, end of year:
74.40 Obligated balance: Appropriation 4,152 4,348 4,736 4,892
74.95 Orders on hand from Federal
sources....................... 162 162 162 162
------------ -------------- ------------ -------------
74.99 Total unpaid obligations, end
of year..................... 4,313 4,509 4,898 5,054
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 4,967 4,389 4,067
86.93 Outlays from current balances..... 4,437 3,402 3,171 3,448
86.97 Outlays from new permanent
authority....................... 97 122 125 4,269
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 9,501 7,913 7,363 7,717
--------------------------------------------------------------------------------------------------
Offsets:
Against gross budget authority and
outlays:
Offsetting collections (cash)
from:
88.00 Federal sources............... -95 -122 -125 -125
88.40 Non-Federal sources........... -2
------------ -------------- ------------ -------------
88.90 Total, offsetting
collections (cash)........ -97 -122 -125 -125
88.95 Change in orders on hand from
Federal sources................. -19
88.96 Adjustment to orders on hand from
Federal sources................. -9
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 8,443 7,851 7,611 7,756
90.00 Outlays........................... 9,404 7,791 7,238 7,592
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test, and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 17-1319-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
0701 Basic research.................... 372 352 382 400
0702 Applied research.................. 538 535 490 539
0703 Advanced technology development... 472 501 433 471
0704 Demonstration/validation.......... 1,712 1,930 2,135 2,234
0705 Engineering manufacturing support. 2,348 2,144 2,086 2,032
0706 Management support................ 685 539 595 613
0707 Operational system development.... 2,345 1,855 1,489 1,468
------------ -------------- ------------ -------------
0791 Total direct.................... 8,472 7,856 7,611 7,756
0801 Reimbursable...................... 124 122 125 125
------------ -------------- ------------ -------------
0893 Total budget plan................. 8,595 7,978 7,736 7,881
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 17-1319-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct obligations:
Personnel compensation:
11.1 Full-time permanent........... 43 44 43 41
11.3 Other than full-time permanent 4 2 2 2
11.5 Other personnel compensation.. 2 1 2 1
------------ -------------- ------------ -------------
11.9 Total personnel compensation 49 47 47 44
12.1 Civilian personnel benefits..... 9 10 10 10
13.0 Benefits for former personnel... 1
21.0 Travel and transportation of
persons....................... 20 21 21 21
22.0 Transportation of things........ 1 1 1 1
23.1 Rental payments to GSA.......... 3 3 3 3
23.2 Rental payments to others....... 2 2 2 2
23.3 Communications, utilities, and
miscellaneous charges......... 6 6 6 6
25.1 Advisory and assistance services 247 238 224 221
25.2 Other services.................. 5,014 4,868 4,338 4,503
Purchases of goods and services
from Government accounts:
25.3 Purchases of goods and
services from Government
accounts.................... 661 675 690 691
25.3 Purchases from revolving funds 2,153 1,843 2,005 1,959
26.0 Supplies and materials.......... 8 8 8 8
31.0 Equipment....................... 9 9 9 9
32.0 Land and structures............. 2 2 2 2
41.0 Grants, subsidies, and
contributions................. 243 250 258 264
------------ -------------- ------------ -------------
99.0 Subtotal, direct obligations.. 8,427 7,984 7,624 7,744
99.0 Reimbursable obligations.......... 129 123 124 125
99.5 Below reporting threshold......... 2 3 4
------------ -------------- ------------ -------------
99.9 Total obligations............... 8,556 8,109 7,751 7,873
-----------------------------------------------------------------------------------------------
[[Page 348]]
Personnel Summary
-----------------------------------------------------------------------------------------------
Identification code 17-1319-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
Total compensable workyears:
1001 Full-time equivalent employment. 1,049 970 926 882
1005 Full-time equivalent of overtime
and holiday hours............. 9 9 9 9
Reimbursable:
Total compensable workyears:
2001 Full-time equivalent employment. 758 1,016 993 993
2005 Full-time equivalent of overtime
and holiday hours............. 6 4 6 6
-----------------------------------------------------------------------------------------------
<F-dash>
Research, Development, Test, and Evaluation, Air Force
For expenses necessary for basic and applied scientific research,
development, test and evaluation, including maintenance, rehabilitation,
lease, and operation of facilities and equipment; [$14,499,606,000]
$14,451,379,000, to remain available for obligation until September 30,
[1998: Provided, That not less than $1,000,000 of the funds appropriated
in this paragraph shall be made available only to assess the budgetary,
cost, technical, operational, training, and safety issues associated
with a decision to eliminate development of the F-22B two-seat training
variant of the F-22 advanced tactical fighter: Provided further, That
the assessment required by the preceding proviso shall be submitted, in
classified and unclassified versions, by the Secretary of the Air Force
to the congressional defense committees not later than February 15,
1997: Provided further, That of the funds made available in this
paragraph, $10,000,000 shall be only for development of reusable launch
vehicle technologies] 1999.
Further, for the foregoing purposes, $13,799,985,000, to become
available on October 1, 1998 and remain available until September 30,
2000. (10 U.S.C. 174, 1581, 1584, 2271-79, 2352-54, 2386, 2663, 2672,
2672a, 8012, 9503-04, 9532; 42 U.S.C. 1891-92; 50 U.S.C. App. 2093(g);
Department of Defense Appropriations Act, 1997.)
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 57-3600-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
Direct program:
00.01 Basic research.................. 228 202 225 230
00.02 Applied research................ 654 624 599 617
00.03 Advanced technology development. 526 293 414 425
00.04 Demonstration/validation........ 529 797 1,117 1,216
00.05 Engineering and manufacturing
development................... 4,456 4,490 4,404 3,803
00.06 Management support.............. 1,042 1,012 843 810
00.07 Operational system development.. 4,967 6,217 6,811 6,765
------------ -------------- ------------ -------------
00.91 Total direct program.......... 12,402 13,636 14,413 13,865
01.01 Reimbursable program.............. 1,671 2,111 2,050 2,050
------------ -------------- ------------ -------------
10.00 Total obligations............... 14,073 15,747 16,463 15,915
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
Unobligated balance available,
start of year:
Uninvested balance:
21.40 For completion of prior year
budget plans................ 1,363 1,240 1,612 1,650
21.40 Available to finance new
budget plans................ 8 184
------------ -------------- ------------ -------------
21.99 Total unobligated balance,
start of year............... 1,371 1,423 1,612 1,650
22.00 New budget authority (gross)...... 14,158 16,119 16,501 15,850
22.10 Resources available from
recoveries of prior year
obligations..................... 14
22.21 Unobligated balance transferred to
other accounts.................. -1 -184
22.22 Unobligated balance transferred
from other accounts............. 38
22.30 Unobligated balance expiring...... -84
------------ -------------- ------------ -------------
23.90 Total budgetary resources
available for obligation...... 15,496 17,358 18,113 17,500
23.95 New obligations................... -14,073 -15,747 -16,463 -15,915
Unobligated balance available, end
of year:
Uninvested balance:
24.40 For completion of prior year
budget plans................ 1,240 1,612 1,650 1,585
24.40 Available to finance
subsequent year budget plans 184
------------ -------------- ------------ -------------
24.99 Total unobligated balance, end
of year....................... 1,423 1,612 1,650 1,585
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 12,488 14,210 14,451
40.75 Reduction pursuant to P.L. 104-
208........................... -31
41.00 Transferred to other DoD
accounts...................... -99 -131
42.00 Transferred from other DoD
accounts...................... 38 22
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 12,427 14,069 14,451
Permanent:
65.00 Advance appropriation (definite) 13,800
Spending authority from
offsetting collections:
68.00 Offsetting collections (cash). 1,443 2,050 2,050 2,050
68.10 Change in orders on hand from
Federal sources............. 234
68.15 Adjustment to orders on hand
from Federal sources........ 54
------------ -------------- ------------ -------------
68.90 Spending authority from
offsetting collections
(total)................... 1,730 2,050 2,050 2,050
------------ -------------- ------------ -------------
70.00 Total new budget authority
(gross)....................... 14,158 16,119 16,501 15,850
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40 Obligated balance: Appropriation 7,352 6,490 6,713 7,754
72.95 Orders on hand from Federal
sources....................... 1,172 1,406 1,406 1,406
------------ -------------- ------------ -------------
72.99 Total unpaid obligations,
start of year............... 8,524 7,896 8,118 9,160
73.10 New obligations................... 14,073 15,747 16,463 15,915
73.20 Total outlays (gross)............. -14,499 -15,524 -15,422 -15,936
73.40 Adjustments in expired accounts... -189
73.45 Adjustments in unexpired accounts. -14
Unpaid obligations, end of year:
74.40 Obligated balance: Appropriation 6,490 6,713 7,754 7,733
74.95 Orders on hand from Federal
sources....................... 1,406 1,406 1,406 1,406
------------ -------------- ------------ -------------
74.99 Total unpaid obligations, end
of year..................... 7,896 8,118 9,160 9,139
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 6,677 6,440 6,174
86.93 Outlays from current balances..... 6,379 7,034 7,198 7,993
86.97 Outlays from new permanent
authority....................... 1,443 2,050 2,050 7,943
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 14,499 15,524 15,422 15,936
--------------------------------------------------------------------------------------------------
Offsets:
Against gross budget authority and
outlays:
Offsetting collections (cash)
from:
88.00 Federal sources............... -1,408 -2,040 -2,040 -2,040
88.40 Non-Federal sources........... -35 -10 -10 -10
------------ -------------- ------------ -------------
88.90 Total, offsetting
collections (cash)........ -1,443 -2,050 -2,050 -2,050
88.95 Change in orders on hand from
Federal sources................. -234
88.96 Adjustment to orders on hand from
Federal sources................. -54
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 12,427 14,069 14,451 13,800
90.00 Outlays........................... 13,056 13,474 13,372 13,886
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test, and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 57-3600-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
0701 Basic research.................... 216 211 227 230
0702 Applied research.................. 627 654 593 619
[[Page 349]]
0703 Advanced technology development... 517 473 402 432
0704 Demonstration/validation.......... 546 828 1,149 1,223
0705 Engineering manufacturing
development..................... 4,585 4,521 4,444 3,712
0706 Management support................ 1,047 1,042 821 809
0707 Operational system development.... 4,974 6,341 6,814 6,774
------------ -------------- ------------ -------------
0791 Total direct.................... 12,513 14,069 14,451 13,800
0801 Reimbursable...................... 1,706 2,050 2,050 2,050
------------ -------------- ------------ -------------
0893 Total budget plan................. 14,219 16,119 16,501 15,850
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 57-3600-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct obligations:
Personnel compensation:
11.1 Full-time permanent........... 259 270 317 326
11.3 Other than full-time permanent 19 19 23 23
11.5 Other personnel compensation.. 14 15 17 18
------------ -------------- ------------ -------------
11.9 Total personnel compensation 292 304 357 367
12.1 Civilian personnel benefits..... 56 60 72 75
13.0 Benefits for former personnel... 6
21.0 Travel and transportation of
persons....................... 35 47 46 46
22.0 Transportation of things........ 6 7 6 7
23.2 Rental payments to others....... 3 1 1 1
23.3 Communications, utilities, and
miscellaneous charges......... 34 4 4 4
24.0 Printing and reproduction....... 1 2 1 2
25.1 Advisory and assistance services 36 25 25 28
25.2 Other services.................. 563 979 923 1,243
25.3 Purchases of goods and services
from Government accounts...... 19 46 46 43
25.4 Operation and maintenance of
facilities.................... 96 52 51 58
25.5 Research and development
contracts..................... 11,111 11,972 12,745 11,837
26.0 Supplies and materials.......... 102 114 111 127
31.0 Equipment....................... 40 24 23 27
32.0 Land and structures............. 1
------------ -------------- ------------ -------------
99.0 Subtotal, direct obligations.. 12,402 13,636 14,413 13,865
99.0 Reimbursable obligations.......... 1,671 2,111 2,050 2,050
99.5 Below reporting threshold......... 2 -2 2
------------ -------------- ------------ -------------
99.9 Total obligations............... 14,073 15,747 16,463 15,915
-----------------------------------------------------------------------------------------------
Personnel Summary
-----------------------------------------------------------------------------------------------
Identification code 57-3600-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
Total compensable workyears:
1001 Full-time equivalent employment. 7,185 7,324 7,090 6,839
1005 Full-time equivalent of overtime
and holiday hours............. 178 177 171 157
Reimbursable:
2001 Total compensable workyears: Full-
time equivalent employment...... 3,227 3,290 3,186 3,072
-----------------------------------------------------------------------------------------------
<F-dash>
Research, Development, Test, and Evaluation, Defense-Wide
For expenses of activities and agencies of the Department of Defense
(other than the military departments), necessary for basic and applied
scientific research, development, test and evaluation; advanced research
projects as may be designated and determined by the Secretary of
Defense, pursuant to law; maintenance, rehabilitation, lease, and
operation of facilities and equipment; [$9,362,800,000] $9,069,680,000,
to remain available for obligation until September 30, [1998: Provided,
That not less than $304,171,000 of the funds appropriated in this
paragraph shall be made available only for the Sea-Based Wide Area
Defense (Navy Upper-Tier) program] 1999: Provided, That funds
appropriated for the Dual-Use Applications Program under section 5803 of
the Treasury, Postal Service, and General Government Appropriations Act,
1997 (P.L. 104-208), shall remain available for obligation until
September 30, 1998.
Further, for the foregoing purposes, $8,689,353,000, to become
available on October 1, 1998 and remain available until September 30,
2000. (Department of Defense Appropriations Act, 1997.)
[Sec. 5801. Of the amounts made available in Title IV of the
Department of Defense Appropriations Act, 1997, under the heading
``Research, Development, Test and Evaluation, Defense-Wide'',
$56,232,000 shall be made available only for the Corps Surface-to-Air
Missile (CORPS SAM) program.]
[Sec. 5803. In addition to the amounts made available in Title IV of
the Department of Defense Appropriations Act, 1997, under the heading
``Research, Development, Test and Evaluation, Defense-Wide'',
$100,000,000 is hereby appropriated and made available only for the
Dual-Use Applications Program.] (Omnibus Consolidated Appropriations
Act, 1997.)
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0400-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
Direct program:
00.01 Basic research.................. 932 295 349 339
00.02 Applied research................ 1,161 1,080 1,240 1,372
00.03 Advanced technology development. 2,052 1,990 2,170 2,172
00.04 Demonstration/validation........ 2,334 2,433 1,840 1,354
00.05 Engineering and manufacturing
development................... 587 1,002 896 1,061
00.06 Management support.............. 473 288 236 238
00.07 Operational system development.. 2,218 2,016 2,396 2,207
------------ -------------- ------------ -------------
00.91 Total direct program.......... 9,757 9,104 9,126 8,743
01.01 Reimbursable program.............. 246 363 356 379
------------ -------------- ------------ -------------
10.00 Total obligations............... 10,003 9,467 9,482 9,122
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
Unobligated balance available,
start of year:
Uninvested balance:
21.40 For completion of prior year
budget plans................ 1,346 1,109 1,470 1,414
21.40 Available to finance new
budget plans................ 12 10
------------ -------------- ------------ -------------
21.99 Total unobligated balance,
start of year............... 1,358 1,119 1,470 1,414
22.00 New budget authority (gross)...... 9,377 9,801 9,425 9,068
22.10 Resources available from
recoveries of prior year
obligations..................... 407
22.22 Unobligated balance transferred
from other accounts............. 17
22.30 Unobligated balance expiring...... -20
------------ -------------- ------------ -------------
23.90 Total budgetary resources
available for obligation...... 11,123 10,937 10,895 10,482
23.95 New obligations................... -10,003 -9,467 -9,482 -9,122
Unobligated balance available, end
of year:
Uninvested balance:
24.40 For completion of prior year
budget plans................ 1,109 1,470 1,414 1,360
24.40 Available to finance
subsequent year budget plans 10
------------ -------------- ------------ -------------
24.99 Total unobligated balance, end
of year....................... 1,119 1,470 1,414 1,360
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 9,197 9,351 9,070
40.75 Reduction pursuant to P.L. 104-
208........................... -40
41.00 Transferred to other DoD
accounts...................... -83 -2
42.00 Transferred from other DoD
accounts...................... 19 129
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 9,133 9,438 9,070
Permanent:
65.00 Advance appropriation (definite) 8,689
Spending authority from
offsetting collections:
68.00 Offsetting collections (cash). 199 363 356 379
68.10 Change in orders on hand from
Federal sources............. 42
68.15 Adjustment to orders on hand
from Federal sources........ 3
------------ -------------- ------------ -------------
68.90 Spending authority from
offsetting collections
(total)................... 244 363 356 379
------------ -------------- ------------ -------------
70.00 Total new budget authority
(gross)....................... 9,377 9,801 9,425 9,068
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40 Obligated balance: Appropriation 6,150 6,464 6,154 6,182
[[Page 350]]
72.95 Orders on hand from Federal
sources....................... 170 212 212 212
------------ -------------- ------------ -------------
72.99 Total unpaid obligations,
start of year............... 6,320 6,676 6,367 6,394
73.10 New obligations................... 10,003 9,467 9,482 9,122
73.20 Total outlays (gross)............. -9,100 -9,776 -9,454 -9,255
73.40 Adjustments in expired accounts... -140
73.45 Adjustments in unexpired accounts. -407
Unpaid obligations, end of year:
74.40 Obligated balance: Appropriation 6,464 6,154 6,182 6,048
74.95 Orders on hand from Federal
sources....................... 212 212 212 212
------------ -------------- ------------ -------------
74.99 Total unpaid obligations, end
of year..................... 6,676 6,367 6,394 6,261
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 3,813 4,106 3,945
86.93 Outlays from current balances..... 5,088 5,307 5,153 5,096
86.97 Outlays from new permanent
authority....................... 199 363 356 4,159
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 9,100 9,776 9,454 9,255
--------------------------------------------------------------------------------------------------
Offsets:
Against gross budget authority and
outlays:
Offsetting collections (cash)
from:
88.00 Federal sources............... -181 -363 -356 -379
88.40 Non-Federal sources........... -18
------------ -------------- ------------ -------------
88.90 Total, offsetting
collections (cash)........ -199 -363 -356 -379
88.95 Change in orders on hand from
Federal sources................. -42
88.96 Adjustment to orders on hand from
Federal sources................. -3
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 9,133 9,438 9,070 8,689
90.00 Outlays........................... 8,901 9,413 9,098 8,877
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test, and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 97-0400-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
0701 Basic research.................... 330 338 356 372
0702 Applied research.................. 1,220 1,133 1,266 1,371
0703 Advanced technology development... 2,040 2,148 2,157 2,117
0704 Demonstration/validation.......... 2,484 2,352 1,763 1,303
0705 Engineering manufacturing
development..................... 590 1,043 911 1,046
0706 Management support................ 418 212 241 238
0707 Operational system development.... 2,110 2,213 2,377 2,243
------------ -------------- ------------ -------------
0791 Total direct.................... 9,192 9,438 9,070 8,689
0801 Reimbursable...................... 243 363 356 379
------------ -------------- ------------ -------------
0893 Total budget plan................. 9,435 9,801 9,425 9,068
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0400-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct obligations:
Personnel compensation:
11.1 Full-time permanent........... 56 67 69 71
11.3 Other than full-time permanent 1 1 1 1
11.5 Other personnel compensation.. 1 1 1 1
11.8 Special personal services
payments.................... 5 9 9 10
------------ -------------- ------------ -------------
11.9 Total personnel compensation 62 77 80 83
12.1 Civilian personnel benefits..... 11 15 18 18
21.0 Travel and transportation of
persons....................... 18 22 21 21
22.0 Transportation of things........ 1 1
23.1 Rental payments to GSA.......... 2 2 2 2
23.2 Rental payments to others....... 4 5 4 4
23.3 Communications, utilities, and
miscellaneous charges......... 20 21 11 11
24.0 Printing and reproduction....... 1
25.1 Advisory and assistance services 352 319 314 320
25.2 Other services.................. 2,309 2,412 2,445 2,506
25.3 Purchases of goods and services
from Government accounts...... 135 133 132 134
25.5 Research and development
contracts..................... 6,627 5,916 5,923 5,471
25.7 Operation and maintenance of
equipment..................... 1 2 2 2
26.0 Supplies and materials.......... 17 17 17 17
31.0 Equipment....................... 190 156 151 148
41.0 Grants, subsidies, and
contributions................. 6 4 4 4
------------ -------------- ------------ -------------
99.0 Subtotal, direct obligations.. 9,757 9,104 9,126 8,743
99.0 Reimbursable obligations.......... 246 363 356 379
99.5 Below reporting threshold......... 2 2 3
------------ -------------- ------------ -------------
99.9 Total obligations............... 10,003 9,467 9,482 9,122
-----------------------------------------------------------------------------------------------
Personnel Summary
-----------------------------------------------------------------------------------------------
Identification code 97-0400-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Total compensable workyears:
1001 Full-time equivalent employment... 1,197 1,469 1,501 1,461
1005 Full-time equivalent of overtime
and holiday hours............... 10 9 9 9
-----------------------------------------------------------------------------------------------
<F-dash>
Developmental Test and Evaluation, Defense
For expenses, not otherwise provided for, of independent activities
of the Director, Test and Evaluation in the direction and supervision of
developmental test and evaluation, including performance and joint
developmental testing and evaluation; and administrative expenses in
connection therewith; [$282,038,000] $268,183,000, to remain available
for obligation until September 30, [1998] 1999.
Further, for the foregoing purposes, $278,767,000, to become
available on October 1, 1998 and remain available until September 30,
2000. (Department of Defense Appropriations Act, 1997.)
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0450-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
00.06 Total direct obligations:
Defensewide mission support..... 259 261 269 278
01.01 Reimbursable program.............. 22 48 48 48
------------ -------------- ------------ -------------
10.00 Total obligations............... 281 309 317 326
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
21.40 Unobligated balance available,
start of year: For completion of
prior year budget plans......... 30 18 32 32
22.00 New budget authority (gross)...... 266 324 316 327
22.10 Resources available from
recoveries of prior year
obligations..................... 5
22.30 Unobligated balance expiring...... -2
------------ -------------- ------------ -------------
23.90 Total budgetary resources
available for obligation...... 299 342 349 358
23.95 New obligations................... -281 -309 -317 -326
24.40 Unobligated balance available, end
of year: For completion of prior
year budget plans............... 18 32 32 33
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 249 276 268
40.75 Reduction pursuant to P.L. 104-
208........................... -1
41.00 Transferred to other DoD
accounts...................... -2
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 247 276 268
Permanent:
65.00 Advance appropriation (definite) 279
Spending authority from
offsetting collections:
68.00 Offsetting collections (cash). 11 48 48 48
68.10 Change in orders on hand from
Federal sources............. 8
------------ -------------- ------------ -------------
68.90 Spending authority from
offsetting collections
(total)................... 19 48 48 48
------------ -------------- ------------ -------------
[[Page 351]]
70.00 Total new budget authority
(gross)....................... 266 324 316 327
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
Unpaid obligations, start of year:
72.40 Obligated balance: Appropriation 261 261 271 268
72.95 Orders on hand from Federal
sources....................... 17 25 25 25
------------ -------------- ------------ -------------
72.99 Total unpaid obligations,
start of year............... 279 287 296 293
73.10 New obligations................... 281 309 317 326
73.20 Total outlays (gross)............. -267 -300 -320 -313
73.40 Adjustments in expired accounts... -1
73.45 Adjustments in unexpired accounts. -5
Unpaid obligations, end of year:
74.40 Obligated balance: Appropriation 261 271 268 281
74.95 Orders on hand from Federal
sources....................... 25 25 25 25
------------ -------------- ------------ -------------
74.99 Total unpaid obligations, end
of year..................... 287 296 293 306
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 75 77 75
86.93 Outlays from current balances..... 182 175 197 187
86.97 Outlays from new permanent
authority....................... 10 48 48 126
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 267 300 320 313
--------------------------------------------------------------------------------------------------
Offsets:
Against gross budget authority and
outlays:
88.00 Offsetting collections (cash)
from: Federal sources......... -11 -48 -48 -48
88.95 Change in orders on hand from
Federal sources................. -8
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 247 276 268 279
90.00 Outlays........................... 257 252 272 265
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test, and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 97-0450-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct:
0706 Defensewide mission support....... 247 276 268 279
0801 Reimbursable...................... 21 48 48 48
------------ -------------- ------------ -------------
0893 Total budget plan................. 268 324 316 327
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0450-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Direct obligations:
25.1 Advisory and assistance services 5 5 6 6
25.2 Other services.................. 254 255 263 271
------------ -------------- ------------ -------------
99.0 Subtotal, direct obligations.. 259 261 269 278
99.0 Reimbursable obligations.......... 22 48 48 48
------------ -------------- ------------ -------------
99.9 Total obligations............... 281 309 317 326
-----------------------------------------------------------------------------------------------
<F-dash>
Operational Test and Evaluation, Defense
For expenses, not otherwise provided for, necessary for the
independent activities of the Director, Operational Test and Evaluation
in the direction and supervision of operational test and evaluation,
including initial operational test and evaluation which is conducted
prior to, and in support of, production decisions; joint operational
testing and evaluation; and administrative expenses in connection
therewith; [$24,968,000] $23,384,000, to remain available for obligation
until September 30, [1998] 1999.
Further, for the foregoing purposes, $23,447,000, to become
available on October 1, 1998 and remain available until September 30,
2000. (Department of Defense Appropriations Act, 1997.)
Program and Financing (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0460-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
Obligations by program activity:
10.00 Defensewide mission support--Total
obligations..................... 22 25 23 23
--------------------------------------------------------------------------------------------------
Budgetary resources available for
obligation:
21.40 Unobligated balance available,
start of year: For completion of
prior year budget plans......... 2 3 2 2
22.00 New budget authority (gross)...... 23 24 23 23
22.10 Resources available from
recoveries of prior year
obligations..................... 1
------------ -------------- ------------ -------------
23.90 Total budgetary resources
available for obligation...... 25 27 26 26
23.95 New obligations................... -22 -25 -23 -23
24.40 Unobligated balance available, end
of year: For completion of prior
year budget plans............... 3 2 2 2
--------------------------------------------------------------------------------------------------
New budget authority (gross),
detail:
Current:
40.00 Appropriation................... 23 25 23
40.75 Reduction pursuant to P.L. 104-
208........................... -1
------------ -------------- ------------ -------------
43.00 Appropriation (total)......... 23 24 23
Permanent:
65.00 Advance appropriation (definite) 23
------------ -------------- ------------ -------------
70.00 Total new budget authority
(gross)....................... 23 24 23 23
--------------------------------------------------------------------------------------------------
Change in unpaid obligations:
72.40 Unpaid obligations, start of year:
Obligated balance: Appropriation 9 11 2 1
73.10 New obligations................... 22 25 23 23
73.20 Total outlays (gross)............. -18 -35 -24 -23
73.45 Adjustments in unexpired accounts. -1
74.40 Unpaid obligations, end of year:
Obligated balance: Appropriation 11 2 1 1
--------------------------------------------------------------------------------------------------
Outlays (gross), detail:
86.90 Outlays from new current authority 9 22 21
86.93 Outlays from current balances..... 9 13 3 2
86.97 Outlays from new permanent
authority....................... 21
------------ -------------- ------------ -------------
87.00 Total outlays (gross)........... 18 35 24 23
--------------------------------------------------------------------------------------------------
Net budget authority and outlays:
89.00 Budget authority.................. 23 24 23 23
90.00 Outlays........................... 18 35 24 23
-----------------------------------------------------------------------------------------------
Budget Plan (in millions of dollars)
[Amount for research, development, test, and evaluation actions
programmed]
-----------------------------------------------------------------------------------------------
Identification code 97-0460-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
0706 Defensewide mission support....... 23 24 23 23
-----------------------------------------------------------------------------------------------
Object Classification (in millions of dollars)
-----------------------------------------------------------------------------------------------
Identification code 97-0460-0-1-051 1996 actual 1997 est. 1998 est. 1999 est.
-----------------------------------------------------------------------------------------------
21.0 Travel and transportation of
persons......................... 1
25.1 Advisory and assistance services.. 13 18 20 20
25.3 Purchases of goods and services
from Government accounts........ 8 7 3 3
------------ -------------- ------------ -------------
99.9 Total obligations............... 22 25 23 23
-----------------------------------------------------------------------------------------------
<F-dash>