News

USIS Washington 
File

11 May 1999

TEXT: U.S. VIEW OF NATO ENLARGEMENT AND THE BALTIC STATES

(Amb. Vershbow welcomes Baltic support for European security) (2560)

Bonn - The steps taken by Estonia, Latvia, and Lithuania to support
security and stability in Europe serve as evidence of their commitment
to the values shared by the 19 members of NATO and have "not gone
unnoticed" within the Alliance in its discussions of enlargement,
according to the permanent U.S. representative on the North Atlantic
Council, Alexander Vershbow.

Contributions of peacekeeping troops in Bosnia and assistance for
Kosovar refugees "are proof positive," he said, "for anyone who might
question whether the Baltic states - today as Partners and some day as
Allies - will be net contributors to the common good."

Vershbow discussed the implications of NATO enlargement policies on
the Baltics in an address May 7 at the Center for European Integration
Studies.

He stressed that the recent NATO Summit in Washington "gave a very
strong endorsement" to further enlargement, and noted that the Summit
communique referred to Estonia, Latvia, and Lithuania by name. "I
think that the governments of the three Baltic States should take
particular satisfaction in these statements of Alliance policy."

Vershbow added that membership will be considered "on its own merits,"
meaning that each Baltic country must undertake its own program of
military reform and defense modernization to qualify as a credible
NATO candidate. And while there is no guarantee that Summit leaders
will issue membership invitations to any country when they meet again
within a few years, he said, the Alliance is committed to "maintaining
the momentum of the enlargement process."

Several new initiatives - the Membership Action Plan, the
Political-Military Framework, and the Operational Capabilities Concept
- Vershbow explained, were designed to help those countries who are
part of NATO's Partnership for Peace program and who want to become
permanent members. He said they are intended to build strong
candidacies by bringing aspiring members more closely into Alliance
planning and operational processes and to help them become "net
contributors to security" even before formal membership invitations
are made.

Vershbow also talked about NATO's continuing commitment to build a
cooperative relationship with Russia, despite the current impasse over
Kosovo. He said this is important for the Alliance, for Russia, and
"perhaps most of all" for the Baltic states.
 
Vershbow predicted that NATO's partnership with Estonia, Latvia, and
Lithuania will be one of "greater engagement, greater feedback, and
greater practical cooperation," with a view toward helping them become
real contributors to Euro-Atlantic security and thus "realistic
candidates" for full membership.

Following is a text of his remarks, as prepared for delivery:

(Begin text)

NATO AND THE BALTIC STATES: IMPLICATIONS OF ENLARGEMENT POLICIES

Ambassador Alexander Vershbow, U.S. Permanent Representative on the
North Atlantic Council

Center for European Integration Studies
Bonn, Germany
May 7, 1999

With the Washington Summit now two weeks behind us, we not only have a
lot of new grist for the conference mill, but we also have had a
chance to get one or two night's sleep and to think through what we
have just accomplished and where we go from here.

Before I get into the details of the Washington decisions and what
they mean, let me stress the continuity of the Alliance's enlargement
policy. For the post five years, the gradual enlargement of NATO has
been a strategic priority for the United States and for the Alliance
as a whole.

The reason is simple: Nearly all the countries of the Euro-Atlantic
area now share with the West the common values of freedom, democracy,
free markets, the rule of law, and the belief in peace and security
for all. It is only natural that the key institutions which embody
these values, and which have ensured security, prosperity, and
democracy in the West for the past 50 years -- particularly NATO and
the EU -- be opened up to welcome all of the democracies of Europe
that share our values and can contribute to the common good.

I'll let my colleagues on the panel address the issue of EU
enlargement and focus my remarks on NATO -- particularly the
Washington decisions and how they relate to enlargement and NATO's
future relationship with the Baltic States.

In short, this relationship will be one of greater engagement, greater
feedback and greater practical cooperation -- all with a view toward
helping Estonia, Latvia, and Lithuania become real partners for NATO,
real contributors to Euro-Atlantic security, and thus realistic
candidates for NATO membership when the Alliance is again ready to
enlarge.

Concerning the Washington decisions, first, let me stress that the
Washington Summit gave a very strong endorsement to the further
enlargement of NATO. The participation of the three new allies -- and
the commitment of all 19 allies to continuing the enlargement process
-- delivered a clear message: Stalin's division of Europe is truly
over. Continued enlargement is a key part of NATO's strategy for
creating a democratic, prosperous and secure Europe in the next
century.

The Washington Summit Communique also referred to Estonia, Latvia, and
Lithuania by name and committed that, regardless of "geographic
location," each and every candidate for NATO membership will be
"considered on its own merits." I think that the governments of the
three Baltic States should take particular satisfaction in these
statements of Alliance policy. I should add that "considered on its
own merits" has another implication: none of the three, Baltic states
can count on gaining admission on the others' coat-tails: each country
must undertake the serious work of military reform and defense
modernization to qualify as a credible candidate.

Summit leaders stated that they will review the process of enlargement
at their next meeting, which they agreed will be held not later than
2002. This date was not meant to be read as a guarantee that new
invitations will be issued to any particular candidate at that time.
But it does show the Alliance is committed to maintaining the momentum
of the enlargement process. I should point out that, while it may have
attracted less notice, for the first time, enlargement is mentioned in
the new Strategic Concept as an element of the Alliance's overall
approach to security for the 21st century.

Second, to put meat on the bones of their commitment to further
enlargement Summit leaders agreed on a new "Membership Action Plan,"
or "MAP," in which NATO has commits to help aspiring members become
the strongest possible candidates for joining the Alliance. The MAP
builds on existing tools within Alliance-Partner relations, but puts
them together in a more tailored and proactive framework to help those
countries that seek to join NATO.

-- Aspiring members will submit individual, national programs covering
the political, economic, defense, resource, security, and legal
aspects of their preparations for future membership. These will be far
broader than the "Individual Partnership Program" (IPP) submissions
currently provided to the Alliance.

-- The Intensified Dialogue process, which until now had consisted
mainly of high-level, set-piece statements, is being replaced with a
focused and candid feedback mechanism, including both political and
technical advice. Annual 19+1 meetings will provide an overall
assessment -- across the full range of relevant issues -- of how a
nation is doing in its efforts to meet the requirements of NATO
membership.

-- The Planning and Review Process (PARP) -- the PFP counterpart to
NATO's defense planning process -- will be adapted for aspiring
members to develop agreed planning targets for their force structures
and capabilities that bear directly on requirements for potential
membership, This will, in many respects, be similar to the work that
Poland, Hungary and the Czech Republic undertook after they received
their membership invitations at the Madrid summit.

-- The assistance clearinghouses will be adapted for aspiring members
to help coordinate defense and military assistance by NATO and by
individual Allies with the goal of supporting the aspiring member's
own preparations for membership.

Of course, the issuance of an actual membership invitation Will depend
upon a political decision by the Allies that a nation's membership in
NATO Will contribute to our overall security. But by giving aspiring
members more feedback and guidance on their defense reforms and their
modernization efforts, the MAP will help them present the strongest
possible candidacies in the shortest possible time.

I would add that these new NATO decisions build on the U.S.-Baltic
cooperation set out in the Baltic Charter of January 1998. The United
States remains committed to working together with the Baltic States --
bilaterally, multilaterally, and through NATO Alliance, As stated by
Secretary Albright and Presidents Meri, Ulmanis, and Adamkus on the
margins of the Washington Summit, our shared goal is "the full
integration of each Baltic State into all European and transatlantic
institutions, including NATO."

Third, of direct relevance for the Baltic states and all Partner
countries, Allied leaders agreed in Washington on a number of
initiatives to strengthen the Partnership for Peace and further
develop its operational aspects.

As we have seen in Bosnia and in a number of aspects of the Kosovo
crisis, when NATO acts to deal with instability outside its borders,
it will usually seek the participation of non-Allies as contributors
to NATO-led efforts. To facilitate this, Allied and Partner leaders
endorsed a new "Political-Military Framework for Partner Involvement
in NATO-led PFP Operations." Despite, its tongue-twisting title, the
Pol-Mil Framework will be key to involving Partners more closely in
future non-Article 5 missions. This will include engagement early in
the planning stage, as well as participation in the command structure
and political direction of a given operation.

A further initiative, with the equally catchy title of "The
Operational Capabilities concept," will be developed in detail over
the next six months and set out day-to-day working relationships
between NATO and Partner military form, By seeking to improve the
interoperability and military effectiveness of Partner contributions
to NATO-led Operations, the OCC will make it easier for Allies and
Partners to take joint action when required.

Together, these two initiatives -- the Pol-Mil Framework and the OCC
-- can bring those Partners interested in membership much closer to
Alliance processes and help them become net contributors to security
even in advance of a formal invitation for membership.

As with enlargement, these new elements -- substantially greater focus
on crisis management and on working with partners -- are included in
the new Strategic Concept, thus putting these new steps into the
long-term, strategic perspective of how the 21st-century Alliance will
work to enhance the overall security and stability of the
Euro-Atlantic area. The emphasis on crisis management is particularly
important for Partner countries because it means that instability in
Europe outside NATO territory -- instability that affects Partners at
least as much if not more than Allies -- will be a subject of NATO
consultations, decision and action -- possibly even joint action
together with Partners.

In short, one of the results of the Washington Summit is that the NATO
of the future is not merely the Alliance of 19 members, but rather --
to quote Secretary of Defense Cohen -- the core of a larger
"cooperative security network" that links all of Europe's democracies
in tackling the security problems of the entire continent.

Fourth, the Washington Summit's strong reaffirmation of NATO's
commitment to building a cooperative relationship with Russia is
extremely important for all Partners, and perhaps most of all for the
Baltic states.

While Russia has no legitimate reason to be concerned over NATO's
relations with the Baltic states -- and has no right of veto over any
NATO decisions, membership or otherwise -- Russia remains a major
factor in the strategic environment. Therefore, cooperative relations
between NATO and Russia are very much in the interest of the Baltic
states, and NATO-Russia friction -- never good for anyone -- is also
not good for the Baltics.

Summit leaders, looking beyond the current impasse over Kosovo,
reaffirmed NATO's commitment to working with Russia as much as
possible. In this regard, we hope that Russia's decision to suspend
its participation in the NATO-Russia Joint Council will be
reconsidered soon. The PJC made considerable progress in its first two
years in developing concrete cooperation on a wide range of issues,
from weapons of mass destruction to the Y2K problem. The PJC has been
a valuable forum for consultation on the most sensitive issues,
including Kosovo. We need the PJC even more when we have differences
than when we agree, and we should use it to work together in achieving
and implementing a just settlement in Kosovo. Renewing cooperation
with Russia will be important for NATO, important for Russia, and
important for the Baltic states as well.

Fifth, and finally, the Summit showed NATO's remarkable resolve and
solidarity in ending the humanitarian catastrophe in Kosovo and
embarking on a long-term path toward bringing the Southeast European
region into the European mainstream. This commitment is important not
only for Southeast Europe, but for all the states of the Euro-Atlantic
area -- because through it, NATO is demonstrating that it has the
means and the will to act in defense of its common values when
necessary.

Indeed, Kosovo is a metaphor for many aspects of the 21st century
Alliance launched at the Washington Summit. Kosovo highlights: the
vital role of the Alliance in managing crises in Europe and on its
periphery; the need to equip NATO forces with the military
capabilities to project power and deal decisively with any adversary;
the importance of partnership and cooperation with other European
democracies to prevent the spread of instability and to facilitate
joint action in crisis management; and the value of NATO's commitment
to enlargement as an incentive for good behavior and cooperation with
the Alliance. As Secretary Albright has said many times, Kosovo shows
that, if we didn't have NATO to deal with major crises like Kosovo, we
would have had to invent it.

Thus the Summit decisions on Kosovo should be a signal to all that
when NATO talks of strengthening security, prosperity, and democracy
throughout the Euro-Atlantic region, these are not just empty words,
but a real commitment backed up by real action. NATO has always stood
for its shared values -- values shared by the Baltic states as well --
and its actions in Kosovo make clear that it will continue to do so.

I should add that the steps taken by the Baltic states themselves to
support Euro-Atlantic stability and security -- whether by assisting
refugees from Kosovo or sending peacekeepers to Bosnia -- have not
gone unnoticed. Quite the opposite.

The efforts made by these three small states are evidence of their
commitment to the shared values of our Alliance and to the solidarity
of effort that is essential within NATO. They are proof positive for
anyone who might question whether the Baltic states -- today as
Partners and some day as Allies -- will be net contributors to the
common good.

To sum up, then, I think these Washington Summit decisions demonstrate
that NATO has both the tools and the political will necessary to
continue to play its unique role in supporting the security,
prosperity and democracy of the Euro-Atlantic area -- through active
management of crises where necessary, and through engagement and
eventual enlargement to countries, like the Baltics, that share the
values on which the Alliance is based.

(end text)