TABLE OF CONTENTS
Page
CHAPTER I - RESPONSIBILITIES AND AUTHORITIES
1. Director of Security Affairs I-1
2. Director of Safeguards and Security I-1
3. Secretarial Officers I-3
4. Heads of Field Elements I-4
5. Director of Information Resources Management I-6
6. Director of Procurement, Assistance and Program Management I-6
7. Director, Naval Nuclear Propulsion Program I-6
CHAPTER II - FACILITY IMPORTANCE RATINGS, APPROVALS, AND RECORDS
1. Facility Importance Ratings II-1
a. Purpose II-1
b. Criteria II-1
c. FacIlity Register II-3
2. Facility Approval II-3
a. Purpose II-3
b. Accepting Existing DOE Facility Approval II-3
c. Granting New Facility Approval II-4
d. Verification II-6
e. Terminating Facility Approval II-7
3. Facility Data and Approval Record II-8
a. Purpose II-8
b. Submission of the Facility Data and Approval Record II-8
c. Attachment to the Facility Data and Approval Record II-8
d. Nonsubmission of a Facility Data and Approval Record II-9
e. Distribution II-9
Attachment II-1 - Facility Data and Approval Record II-11
CHAPTER III - GENERAL SURVEY REQUIREMENTS
1. Purpose III-1
2. Types of Surveys III-1
a. Initial Survey III-1
b. Periodic Survey III-1
c. Special Survey III-1
d. Termination Survey III-1
e. Shipment Survey III-1
3. Coverage III-1
a. Initial and Periodic Surveys III-1
b. Special Surveys III-1
c. Termination Surveys III-2
d. Shipment Surveys III-2
4. Pre-Survey Planning and Scheduling III-2
5. Coordination of Nuclear Materials and Security Surveys III-3
6. Survey Documentation and Reports III-3
7. Distribution III-4
Attachment III-1 - Safeguards and Security Survey Report III-5
CHAPTER IV - SECURITY SURVEYS
1. Purpose IV-1
2. Exemptions IV-1
3. Frequency IV-1
4. Survey Report Content IV-2
5. Training and Qualifications IV-3
6. Compliance Segment IV-3
7. Performance Segment IV-3
Attachment IV-1 - Geographic Responsibilities for
Surveys IV-5
CHAPTER V - NUCLEAR MATERIALS SURVEYS
1. Purpose V-1
2. Frequency V-1
3. Survey Report Content V-1
4. Training and Qualifications V-3
5. Compliance Segment V-4
6. Performance Segment V-4
CHAPTER VI - SURVEY RATINGS AND FOLLOW UP ACTIONS
1. Rating System VI-1
a. Satisfactory VI-1
b. Marginally Satisfactory VI-1
c. Unsatisfactory VI-1
2. Identified Protection Needs VI-1
3. Use of the "Marginally Satisfactory" Rating VI-1
4. Use of Unsatisfactory Rating VI-1
5. Corrective Actions and Survey Ratings VI-2
6. Deficiencies in Documentation VI-2
7. Compliance VI-2
8. Performance VI-2
9. Survey Follow Up and Corrective Actions VI-2